SELECTED TRANSACTIONS
Facilitating deals in Hong Kong and Greater China
Financial Adviser to
Stock code: 2038

Connected transaction in relation to the removal and compensation agreement

March 2023
Financial Adviser to
Stock code: 2178

Major and connected transaction in relation to provision of financial assistance up to HK$46.2 million to certain connected associates

November 2022
Independent Financial Adviser to
Stock code: 753

Continuing connected transaction and discloseable transaction in relation to passenger aircraft cargo business and operating and finance leases agreements with AIR CHINA CARGO and China National Aviation Corporation (Group) Limited

September 2022
Independent Financial Adviser to
Stock code: 1230

Major and connected transaction and special deals in relation to (1) RMB870 million disposal of entire equity interests in Dumex China by Yashili; (2) RMB1.6 billion acquisition of 20% equity interests in Chilled Business JVs by Mengniu; and (3) HK$1.4 billion acquisition of 25% equity interests in Yashili by Mengniu

July 2022
Independent Financial Adviser to
Stock code: 1801

Connected transaction in relation to the grants of restricted shares to directors under the restricted share plan

June 2022
Independent Financial Adviser to
Stock code: 2191

Major and connected transaction in relation to RMB493.2 million acquisition of a modern logistic property in Changsha from SF Fengtai Industrial Park Holdings Limited

June 2022
Independent Financial Adviser to
Stock code: 1503

Major and connected transaction in relation to RMB1.3 billion acquisition of a 46.41% effective interest in Onward Science & Trade Center in Beijing, PRC from Super Aliance Real Estate Partner L.P.

June 2022
Independent Financial Adviser to
Stock code: 322

Continuing connected transactions in relation to (1) Tingzheng Supply Agreement, (2) Marine Vision Supply Agreement, and (3) Ting Tong Logistics Agreement

April 2022
Independent Financial Adviser to
Stock code: 3690

Connected transaction involving subscription of new shares under specific mandate

May 2021
Independent Financial Adviser to
Stock code: 1117

(1) Major and connected transaction in relation to the acquisition of entire equity interests in Inner Mongolia Fuyuan International Industrial (Group) Co. Ltd.* (內蒙古富源國際實業(集團)有限公司); (2) Issue of consideration shares under specific mandate; and (3) application for whitewash waiver

May 2021
Independent Financial Adviser to
Stock code: 636

(1) Major transaction, connected transaction and special deal under the Warehouse Sale Agreement; (2) Disclosable transaction, connected transaction and special deal under the Taiwan Business Sale Agreement; (3) Disclosable transaction, continuing connected transaction and special deal under the Framework Services Agreement; (4) Continuing connected transaction and special deal under the Warehouses Management Agreements; and (5) Continuing connected transaction and special deal under the Brand Licence Agreements

May 2021
Independent Financial Adviser to
Stock code: 772

Major and Connected Transaction – amendment of 2018 NCM Share Purchase Agreement, 2018 Lock-up Undertakings and 2018 Deeds of Non-Competition

November 2020
Independent Financial Adviser to
Stock code: 297

Disclosable and connected transaction in relation to the provision of financial assistance by Sinochem Fertilizer Company Limited to Sinochem Agriculture Holdings Limited with a principal amount up to RMB 1 billion

September 2020
Independent Financial Adviser to
Stock code: 1728

Connected transaction involving issue of new shares to connected persons under the share award scheme

August 2020
Independent Financial Adviser to
Stock code: 9911

Major and connected transaction in relation to entering into equity transfer agreement and convertible loan investment agreement

June 2020
Independent Financial Adviser to
Stock code: 2357

Major and connected transactions in relation to (i) the acquisition of the equity interests in AVIC Helicopter Co., Ltd. held by Aviation Industry Corporation of China, Ltd. and Tianjin Free Trade Zone Investment Company Limited, and (ii) the issuance of consideration shares

January 2020
Independent Financial Adviser to
Stock code: 982

(1) Extreme transaction and connected transaction; and (2) Continuing connected transactions

December 2019
Independent Financial Adviser to
Stock code: 1052

Major and connected transaction regarding acquisition of interests in companies operating three expressways in Hubei Province

October 2019
Independent Financial Adviser to
Stock code: 1686

Discloseable and connected transactions in relation to (1) the proposed acquisition of a property holding company and (2) the proposed disposals of two indirect wholly-owned properties holdings subsidiaries

October 2019
Independent Financial Adviser to
Stock code: 1038

Connected transaction and discloseable transaction – Formation of a joint venture in connection with the proposed acquisition by bidco by way of the Trust Schemes of all of the stapled securities in issue of APA which are listed on the Australian Securities Exchange

October 2018
Independent Financial Adviser to
Stock code: 772

(1) Major and connected transaction; (2) Consideration issue under specific mandate; and (3) Continuing connected transactions

September 2018
Independent Financial Adviser to
Stock code: 1910

Proposed connected transactions relating to the proposed grants of RSUS to the connected participants

April 2018
Independent Financial Adviser to
Stock code: 84

(1) Major and connected transaction – disposal of the optical business; (2) Proposed continuing connected transactions – Shared services agreement; Trademark licensing arrangement; Lease management arrangement; and Property arrangement and partial termination of existing tenancy agreement; (3) Declaration of conditional special distribution

March 2018
Independent Financial Adviser to
Stock code: 1518

Discloseable and connected transactions and continuing connected transactions in relation to VIE acquisition and VIE contracts

November 2017
Independent Financial Adviser to
Stock code: 1038

Connected transaction and discloseable transaction – formation of a JV in connection with the proposed acquisition of all of the stapled securities in issue of the Target which are listed on Australian Securities Exchange by way of Schemes

February 2017
Independent Financial Adviser to
Stock code: 87001

Connected party transactions relating to the proposed acquisitions of the Chongqing Hotel and the Chengdu Hotel

January 2017
Independent Financial Adviser to
Stock code: 629

(1) Connected transaction relating to the subscription of new shares; (2) Application for whitewash waiver

December 2016
Independent Financial Adviser to
Stock code: 934

(1) Continuing connected transactions and/or major transaction regarding renewal of the non-exempt existing continuing connected transactions; (2) Connected transaction and discloseable transaction regarding the Yulin-Jinan pipeline compression project

December 2016
Independent Financial Adviser to
Stock code: 144

Discloseable and connected transactions – Qianhaiwan Equity Transfer Agreement and Land Use Rights Confirmation Contract

November 2016
Independent Financial Adviser to
Stock code: 363

Discloseable and connected transaction – Acquisition of indirect equity interest in a company engaged in the operation of Hangzhou Bay Bridge

October 2016
Independent Financial Adviser to
Stock code: 1109

Discloseable and connected transaction in relation to the proposed acquisition of interests in the Shenzhen Bay Project and the Car Park projects from China Resources (Holdings) Company Limited

September 2016
Independent Financial Adviser to
Stock code: 142

Discloseable and connected transaction – Implementation Agreement in relation to the sale of interest in China Minzhong Food Corporation Ltd

September 2016
Independent Financial Adviser to
Stock code: 207

Connected transaction – further acquisition of the remaining 35% equity interest in Beijing Kunting Assets Management Co. Ltd.

May 2016
Independent Financial Adviser to
Stock code: 1030

Discloseable and connected transaction – proposed disposal of a wholly-owned subsidiary

April 2016
Independent Financial Adviser to
Stock code: 1060

(1) Connected transaction and discloseable transaction in relation to the conditional acquisition of online movie ticketing business and yulebao; and (2) non-exempt continuing connected transaction

December 2015
Independent Financial Adviser to
Stock code: 2866

(1) Connected and very substantial acquisitions: acquisition of equity interests; (2) Connected and major transactions: disposal of equity interests in certain subsidiaries and associate companies; (3) Continuing connected transaction: lease of vessels and containers; and (4) Major and continuing connected transactions: provision of services to CS Group

December 2015
Independent Financial Adviser to
Stock code: 267

(1) Connected transaction in respect of a proposed subscription of preferred shares by CT Bright; and (2) Proposed grant of specific mandate to issue the preferred shares and conversion shares

February 2015
Independent Financial Adviser to
Stock code: 87001

(1) Connected party transactions relating to the proposed acquisition of the Chongqing Property; (2) Certain continuing connected party transactions; and (3) Possible issuance of manager acquisition fee units

November 2014
Independent Financial Adviser to
Stock code: 276

(1) Capital reorganization; (2) change in board lot size; (3) connected transaction in relation to subscription of the 2014 GI Convertible Note; (4) subscription of the 2014 CTF Convertible Note and the 2014 SF Convertible Notes; and (5) application for whitewash waiver in relation to the 2014 GI Convertible Note and the 2014 CTF Convertible Note

October 2014
Independent Financial Adviser to
Stock code: 386

Connected transactions – the Disposal and Share Repurchase

September 2014
Independent Financial Adviser to
Stock code: 1833

(1) Strategic investment in the Group by Alibaba Investment Ltd involving (i) proposed issue of subscription shares and convertible bonds; (ii) proposed establishment of the joint venture; and (iii) strategic cooperation framework agreement; (2) Amendment deed of non-competition; (3) Application for whitewash waiver; and (4) Amendment of terms of share options granted

June 2014
Independent Financial Adviser to
Stock code: 267
  1. Very substantial acquisition and connected transaction; Proposed issue of the consideration shares and the specific mandate for the issue of the placing shares; Proposed change of company name and corresponding amendment to the Articles of Association
May 2014
Independent Financial Adviser to
Stock code: 2319
  1. Subscription for new shares in China Mengniu Dairy Company Limited constituting a connected transaction; Application for whitewash waiver
March 2014
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